Editorial
Topical Nonsteroidal Antiinflammatory
Drugs Are Effective in Osteoarthritis
of the Knee
Until publication of the large randomized comparison of
topical with oral diclofenac in this issue of The Journal1, the
title of this editorial would have been written as a question
rather than a statement. Although circumstantial evidence
existed, proof was lacking. This trial fulfils criteria of quality,
validity, and size, and, together with supporting evidence,
proves topical nonsteroidal antiinflammatory drug
(NSAID) efficacy.
THE TRIAL
The study is properly randomized, with concealment of allocation,
and properly blinded using a double-dummy technique,
so bias is highly unlikely. It was designed and
conducted accorded to OARSI recommendations2,3, and as
a formal equivalence study. It used outcomes specified by
OMERACT (Outcome Measures in Rheumatology Clinical
Trials)4, lasted for 12 weeks, and, crucially, directly compared
topical diclofenac with 150 mg oral diclofenac. There
was no massage, so any beneficial result with topical
diclofenac could not have been due to rubbing. It was large,
randomizing 622 patients, much bigger than oral NSAIDtrials
in the pre-coxib era5,6.
Topical and oral diclofenac produced equivalent
improvements in pain, physical function, and patient global
assessment of 36–44% and 42–49%, respectively: a little
more with oral than topical diclofenac, but rarely significantly
so. The number of responders was 66% and 71%.
Equivalent effect came with different adverse events.
Topical diclofenac had more skin-related problems, like dry
skin, pruritus, and rash, usually mild, and resolving on withdrawal.
Oral diclofenac had more gastrointestinal adverse
events (48% vs 35% for topical diclofenac). These were
classified as severe in 10% of patients taking oral
diclofenac, compared with 2.6% with topical. Laboratory
adverse events were also worse with oral diclofenac, including
liver enzyme elevations, creatinine clearance, and hemoglobin
changes. The magnitude of the difference was often
quite large, with abnormal hemoglobin, for instance, in 10%
of subjects taking oral diclofenac compared with 2% on
topical.
Overall, 28% of patients discontinued oral diclofenac
because of adverse events (25%) or lack of efficacy (3%).
With topical diclofenac the overall numbers were similar
(30%), with 21% discontinuing because of adverse events
and 9% because of lack of efficacy.
SCIENTIFIC BUTTRESSES
To be effective, topical NSAID have to penetrate the skin,
and either enter the circulation or additionally be absorbed
into underlying tissue to inhibit cyclooxygenases.
Depending on the molecule and delivery system, NSAID
dermal penetration can be extensive. A comprehensive
review(7) indicated that a balance between lipid and aqueous
solubility was needed to optimize permeation. An in vitrobased
index of topical antiinflammatory activity combined
dermal penetration with cyclooxygenase inhibitory effect(8).
It indicated that ketoprofen, ketorolac, and diclofenac had
acceptable efficiency for external use.
Plasma concentrations after topical NSAID are low (9-12),
much lower than after oral. For instance, after 400 mg oral
ibuprofen, peak plasma concentrations of 30–60 μg/ml
occur within 1 hour(13). Maximum concentrations after topical
were less (mostly much less) than 2 μg/ml. With topical
diclofenac or ketoprofen, plasma concentrations were generally
under 100 ng/ml. Topical application produces plasma
concentrations 5% or less than the maximum oral concentration.
Synovial fluid concentrations are similar after topical
and oral administration (9-12,14). Tissue concentrations can be
very high after topical administration9,10,12, with concentrations
of tens of μg/g, and perhaps one or 2 orders of magnitude
higher than in plasma or synovial fluid.
CLINICAL BUTTRESSES
Systematic reviews of randomized trials in acute and chronic
pain have shown topical analgesics to be effective:
NSAID (11,15-17), rubefacients (18), and capsaicin (19). Trials were
randomized and double-blind, but were short, generally no
longer than 4 weeks, and samples were small.
Evidence on rubefacients and capsaicin was limited
(Table 1). These agents were statistically better than placebo,
but clinically unimpressive. The rubefacient result was
compromised because 3 trials with adequate quality and
validity scores had no statistically significant effect (18). With
capsaicin, 37% of patients benefited, but local adverse
events affected almost half (19).
A review of topical NSAID in acute and chronic conditions (15) included salicylates. Updated without salicylates (16),
topical NSAID were effective in strains and sprains over
one week with an overall number needed to treat (NNT) of
3.8 (3.8 to 4.4) compared with placebo in 26 trials with
2853 patients; local and systemic adverse events were no
different from placebo. Ketoprofen was significantly better
than other topical NSAID.
An updated systematic review of topical NSAID in
chronic musculoskeletal (17) pain produced an overall NNT of
4.6 (3.8 to 5.9) compared with placebo for all NSAID. This
analysis included 14 trials with 1502 patients in placebo
comparisons, and produced similar results for 5 trials in
knee osteoarthritis (OA) as in other musculoskeletal conditions.
Only 3 trials compared topical with oral NSAID in
patients with OA of the knee or finger joints, where the oral
NSAID was 1200 mg ibuprofen or 100 mg diclofenac daily.
In these trials with 764 patients there was no statistically
significant difference between routes of administration (19).

COMMENT
What we have is a pyramid of evidence. The lowest layer is
of laboratory and pharmacokinetic studies supporting skin
penetration of NSAID and uptake into blood and high levels
in underlying tissue. The middle layer is from systematic
reviews of small, less valid short trials that demonstrate
better efficacy than placebo, and probably equal efficacy
with oral NSAID. The pinnacle is this new trial1, demonstrating
equivalence of topical and oral diclofenac in a large,
valid, high quality trial.
Equivalent effect comes with fewer severe gastric
adverse events, and lower rates of abnormal hemoglobin, a
possible marker for lower bowel blood loss. The challenge
now for topical NSAID is to confirm safety and economic
benefit, and define the patients for whom they are the best
choice.
R. ANDREW MOORE, MA, DPhil, DSc,
Director of Research,
Pain Research, Nuffield Department of Anaesthetics,
University of Oxford, The Churchill,
Oxford OX3 7LJ, United Kingdom
Address reprint requests to Dr. Moore.
E-mail: andrew.moore@pru.ox.ac.uk
REFERENCES
1. Tugwell PS, Wells GA, Shainhouse JZ. Equivalence study of a
topical diclofenac solution (Pennsaid®) compared with oral
diclofenac in symptomatic treatment of osteoarthritis of the knee: a
randomized controlled trial. J Rheumatol 2004;31:2002-12.
2. Hochberg MC, Altman RD, Brandt KD, Moskowitz RW. Design
and conduct of clinical trials in osteoarthritis: preliminary
recommendations of a task force of the Osteoarthritis Research
Society. J Rheumatol 1997;24:792-4.
3. Altman R, Brandt K, Hochberg M, Moskowitz R. Design and
conduct of clinical trials in patients with osteoarthritis:
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Society. Osteoarthritis Cartilage 1996;4:217-43.
4. Bellamy N, Kean WF, Buchanan WW, Gerecz-Simon E, Campbell
J. Double blind randomized controlled trial of sodium
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Post validation reapplication of the WOMAC Osteoarthritis Index.
J Rheumatol 1992;19:153-9.
5. Towheed T, Shea B, Wells G, Hochberg M. Analgesia and
non-aspirin, non-steroidal anti-inflammatory drugs for
osteoarthritis of the hip. Cochrane Library (May 21, 1999).
Cochrane Database Syst Rev 2000;CD000517.
6. Watson MC, Brookes ST, Kirwan JR, Faulkner A. Non-aspirin,
non-steroidal anti-inflammatory drugs (NSAIDS) for osteoarthritis
of the knee. Cochrane Library (May 21, 1999). Cochrane Database
Syst Rev 2000;CD000142.
7. Sloan KB, Wasdo S. Deigning for topical delivery: prodrugs can
make a difference. Med Res Rev 2003;23:763-93.
8. Cordero JA, Camacho M, Obach R, Domenech J, Vila L. In vitro
based index of topical anti-inflammatory activity to compare a
series of NSAIDs. Eur J Pharm BioPharm 2001;51:135-42.
9. Dominkus M, Nicolakis M, Kotz R, Wilkinson FE, Kaiser RR,
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